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Self-regulatory organizations
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#	Item
521	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]March 12, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-12 15:17:50 Business Securities Occupations Securities research Financial Industry Regulatory Authority Securities Exchange Act Financial analyst Security U.S. Securities and Exchange Commission Financial economics United States securities law Finance
522	SECURITIES AND EXCHANGE COMMISSION (Release No. 34; File No. SR-NASDAQ[removed]Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:23:21 73rd United States Congress NASDAQ United States Securities Exchange Act Financial economics IntercontinentalExchange U.S. Securities and Exchange Commission NASDAQ Canada United States securities law Economy of the United States United States Securities and Exchange Commission
523	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]March 10, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-10 13:06:21 Finance Rebate Floor broker Market maker Short Philadelphia Stock Exchange Order Options Clearing Corporation Exchange-traded fund Financial markets Financial economics Investment
524	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]March 12, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-12 13:43:23 Finance United States securities law United States administrative law Central Securities Depositories United States Securities and Exchange Commission Depository Trust & Clearing Corporation Securities Exchange Act Federal Register Settlement Financial economics Securities Financial system
525	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]March 11, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:23:26 Securities Exchange Act Financial regulation New York Stock Exchange U.S. Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
526	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CFE[removed]March 11, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:24:14 Financial markets Confédération Fiscale Européenne Commodity Futures Trading Commission Futures contract VIX Exchange-traded fund Financial economics Investment Finance
527	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]March 12, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC ; Notice of Filing and Immediate Effectiveness Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-12 15:08:09 Finance Stock market Market maker Chicago Board Options Exchange London Stock Exchange Financial economics Financial markets Investment
528	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]March 11, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:23:45 Business 73rd United States Congress Securities Exchange Act Financial regulation Financial economics Federal Reserve System Limited liability company Stock exchange U.S. Securities and Exchange Commission United States securities law Stock market United States Securities and Exchange Commission
529	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]March 11, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-11 17:24:04 Investment Philadelphia Stock Exchange Futures contract Securities Exchange Act NASDAQ Financial economics Economy of the United States United States securities law
530	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 4, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning the Ex Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-06 10:21:14 Options Clearing Corporation Commodity Futures Trading Commission Futures contract Regulatory capture Derivative Securities Exchange Act Financial economics Financial system Finance

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